Statutory Status Disclosure
The Panmure Group (or Panmure Gordon) is Panmure Gordon & Co Limited (its “group” as defined in the Financial Services and Markets Act 2000 and each member of the Panmure Group´s directors, employees, agents or nominees). Panmure Gordon (UK) Limited is a wholly-owned subsidiary of Panmure Gordon & Co Limited. Panmure Gordon (UK) Limited is authorised and regulated in the United Kingdom by the Financial Conduct Authority (“FCA”) (registration number: 403721) and is a member of the London Stock Exchange. Panmure Gordon’s registered address is One New Change, London EC4M 9AF, United Kingdom.
Panmure Gordon Securities Limited is a wholly-owned subsidiary of Panmure Gordon & Co Limited and is a US registered broker. Panmure Gordon Securities Limited is a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and a member of the Securities Investor Protection Corporation (“SIPC”) https://www.sipc.org/ http://www.finra.org/.
The legal entity for all transactions is Panmure Gordon (UK) Limited (FCA registration number 403721).
LSE Member Mnemonic: PMURGB2L
Panmure Gordon will not be an SI in any asset classes nor will it operate as an OTF.